FCA-regulated businesses

The Financial Conduct Authority (FCA) regulates some 29,000 firms, from very small businesses to global investment banks, and 165,000 individuals, providing products and services to millions of consumers.

The FCA’s rules are extensive and complex and even the largest businesses can find it challenging to keep up to date with ongoing changes to its policies and rules. That’s why working with the experienced Milsted Langdon team makes sense.

We work with businesses making their initial applications to the FCA, guiding them through the process and assisting them in setting up the necessary accounting procedures and controls to keep them compliant with the new regulatory framework within which they will operate.

Then we continue to work with individuals and firms, providing all the necessary compliance services to meet their FCA obligations, including efficient, cost-effective audits that recognise the specialist nature of these businesses.

We see your FCA responsibilities as part of the bigger picture of your business, so we’ll provide advice and assistance with all the financial administration and compliance that you need to operate efficiently and cost-effectively, from helping with routine compliance monitoring to special investigations and consultancy assignments.

We can also assist you with the design and implementation of systems and controls.  Our compliance health checks can help ensure you are prepared for regulatory visits and are well placed to mitigate regulatory risk.

To find out more about our services for FCA-regulated businesses, please contact us.